swiss financial services act

A refresher course for client/investment advisers who have to comply with Swiss financial regulations (FinSA and more). The course is recognsied by all three Registers in Switzerland. Course details

Swiss anti-money-laundering base course

The course providing you with the fundamentals on Swiss AML regulations, from KYC to organisational requirements. Course details

SWISS AML CONTINUOUS EDUCATION

An AML refresher course with a focus on KYC, sanctions, FATF and regulatory updates. Course details

MARKET CONDUCT

When trading securities, many rules apply, conceived to ensure so-called market integrity. Review applicable insider trading and market manipulation regulations  in Switzerland, Europe and the largest international markets.  Practical and real cases are also discussed. Course details

INVESTMENT PSYCHOLOGY

The psychological mechanisms underlying decision-making. How they affect our estimates of risk and return as well as our ultimate decisions about the investment opportunities to pursue. Course details

SUSTAINABLE AND RESPONSIBLE INVESTMENTS

Sustainability with regards to investments is a trendy topic, but many different approaches exist (ESG integration, screening, impact investing, and more). Greenwashing is also a real risk, for both clients and investment advisers. Course details

BLOCKCHAINS AND CRYPTOCURRENCIES

From the structure and functionality of blockchains to the tokens that are traded as cryptocurrencies. Learn about the operational challenges, market, regualtory and IT risks connected with trading cryptocurrencies. Course details

PSYCHOLOGY FOR COMPLIANCE AND RISK MANAGEMENT

Compliance and risk management are not only about laws, regulations and risk models. Psychology is a key factor for risk analysis, ethical decision-making and management. Course details